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Compliance Services

Mock Audits

Prepare your operation for a real DOT audit with a comprehensive mock compliance review.

Mock DOT Compliance Audits

Texas DOT Compliance Group will conduct an audit of your records. We would check for compliance in the following areas to ensure your operation is fully prepared before a real DOT compliance review.

A mock audit is one of the most effective tools available to motor carriers for identifying compliance gaps before a real FMCSA audit. Our experienced team will review your records using the same criteria and standards applied by FMCSA compliance officers.

Mock Audit Areas of Review

  • Driver qualification files (DQF) — completeness and currency
  • Hours of service records and ELD compliance
  • Drug and alcohol testing program documentation
  • Vehicle maintenance records and inspection reports
  • Accident register and accident documentation
  • Hazardous materials compliance (if applicable)
  • Driver training records
  • Safety management controls
  • Insurance and operating authority documentation
  • FMCSA registration and MCS-150 filings
  • Controlled substances and alcohol testing policies
  • Clearinghouse enrollment and query documentation

What You Receive

Following the mock audit, Texas DOT Compliance Group will provide a detailed written report identifying all areas of non-compliance, the applicable regulatory citations, and specific corrective action recommendations. We will work with you to develop a remediation plan and can provide follow-up support to ensure all deficiencies are corrected.